Urgent

Location: McKinley West, Taguig Benefits: Free parking (first come, first served) Work Set-up: Hybrid work set up - 3x/week onsite Required Qualifications:  FINRA Series 7 and Series 24 are required; Series 66 is an advantage.Bachelor's degree or equivalent work experience, 8 years of work experience, plus 2+ years related in financial services, securities operations, compliance, and or supervisionPrevious work experience in direct management and leadership rolesEffective stakeholder managementExcellent written and verbal communication skillsWillingness and ability to work in night/rotational shifts. Job Description: Manage the stakeholder expectation to support the operations of the company, comply with the FINRA and regulatory guidelines; apply knowledge of operations and broker-dealer supervision and FINRA regulations/procedures, and state & federal regulations to make appropriate, accurate, and timely decisions.Ensuring the Reporting in terms of team & individual training progress to superiors.Communicates strategy, company goals, and deadlines to the team. Motivate team members and assess performance.Communicates concerns and policies among management and team members.Responsible for effective stakeholder management, new migrations, customer satisfaction, operational risk management, and for building a culture of innovation and process simplification.Design, develop, coordinate, and conduct large or small-scale training programs required for individuals and teams.Review general transactions by associates in all products to ensure they are appropriate for the client and adhere to regulations.Responsible for reviewing new business, emails, processes, and financial plans, analyzing products, and communicating with the Advisor Network