Regulatory Compliance Officer

Location: BGC Taguig
Work setup and Schedule: Onsite / Dayshift (9am to 5:30)

QUALIFICATIONS: Must have a minimum experience of five (5) years in compliance/ internal audit/ risk management/ legal services/ operationsExperience as a Data Privacy officer is preferredFamiliarity with the BSP, Manual of Regulations for Banks (MORB) and other regulatory agencies that govern banks, such as but not limited to SEC, BIR, etc.Good oral and written communication skills, highly analytical and resourceful.Excellent interpersonal skills, good communication, writing and problem-solving skillsAbility to prioritize, meet deadlines, able to be firm yet tactful, must be organized and detailed oriented personExperience working in a foreign bank Duties and Responsibilities:
Provide assistance to the Chief Compliance Officer (CCO) in carrying out his/her duties and responsibilities with respect to the following:
1) Periodic updating of the Branch's Compliance Policy & Charter, Compliance Program and Compliance Risk Assessment (CRA);2) Dissemination of relevant recent regulatory issuances to concerned units on time and providing guidance/reminder thereon to ensure compliance;3) Submission of regular compliance and other reports for Management Committee and Legal, Compliance & Operational Risk Department4) Tracking and follow through of pending regulatory compliance/corrective actions to be undertaken by concerned units as far as BSP examination findings and audit exceptions are concerned (except AML-related findings/exceptions);5) Review of bank policies and procedures insofar as compliance with regulatory requirements are concerned, proposals on outsourcing, cross-selling and transactions/arrangements and maintain/update a central database of such records for monitoring purposes;6) Conduct of special training sessions/briefings on key topics relating to general compliance, as may be instructed by the CCO;7) Tracking of HO units' periodic conduct of departmental compliance self-rating/testing, updating of Unit Compliance Representatives (UCRs) and entailing designation memos and resolution tracking of declared regulatory issues/concerns;8) Following through with concerned units on reportorial requirements falling due and issuance of reminders to ensure compliance with applicable regulations bank-wide within deadline; and9) Disseminate, follow through and ensure submission of requirements/requests that may be made by BSP CPC from time to time.