The Compliance Officer and DPO will ensure the company's operations adhere to regulatory requirements and data protection laws. This dual role involves monitoring compliance, managing data privacy, conducting risk assessments, and liaising with regulatory bodies to maintain the company's good standing.
Key Responsibilities: Regulatory Compliance: Ensure compliance with all relevant regulations and laws, including SEC, AMLC, NPC, and LGU.Data Protection: Oversee the company's data protection strategy and implementation to ensure compliance with the Data Privacy Act of 2012. Conduct regular data protection impact assessments and audits based on the Data Privacy Act of 2012. Develop and implement data breach response plans.Documentation and Reporting: Prepare and submit regulatory reports, including Impact Evaluation reports and other mandatory filings with SEC, AMLC, and NPC. Update Business permit with LGU. Maintain accurate records of compliance and data protection activities.Policy Development: Review and update compliance and data protection policies and procedures. Train employees on compliance and data protection policies and procedures.Complaint Handling: Manage and resolve customer complaints in accordance with SEC, NPC, PNP, or other regulatory bodies. Ensure timely and effective resolution of compliance and data protection-related issues.Liaison with Authorities: Act as the primary point of contact with regulatory bodies, including SEC, AMLC, and NPC.Qualifications: Bachelor's degree in Law, Finance, Information Technology, or a related field.At least 3-5 years of experience in compliance and DPO, preferably in the financial services or Lending/Financing industry.Strong knowledge of SEC and NPC requirements.Excellent analytical, communication, and interpersonal skills.High ethical standards and integrity.Preferred:Certification in compliance management (e.g., Certified Compliance Professional, AML certification) and data protection (e.g., Certified Information Privacy Professional).Experience in handling customer complaints, inspections, and data breach incidents.
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