About the role
We are seeking a dedicated and experienced Compliance Head - Brokerage Firm to join our team in Taguig City, Metro Manila. As a full-time role, you will be responsible for overseeing the compliance function of our brokerage firm, ensuring adherence to all relevant regulations and industry best practices.
What you'll be doing Develop, implement and maintain robust compliance policies, procedures and controls to mitigate regulatory and operational risksMonitor, review and report on the firm's compliance with all applicable laws, regulations and internal policiesProvide guidance and training to staff on compliance-related mattersCollaborate with other departments to identify, assess and address compliance risksLiaise with regulatory authorities and respond to information requests in a timely and effective mannerStay up-to-date with changes in the regulatory landscape and industry best practicesLead and mentor the compliance team to ensure efficient and effective operationsWhat we're looking for Minimum of 8 years of experience in a compliance or risk management role, preferably in the brokerage or financial services industryStrong understanding of relevant laws, regulations and industry standards governing brokerage firmsExcellent communication and interpersonal skills, with the ability to effectively liaise with both internal and external stakeholdersProven track record of developing and implementing robust compliance programsAnalytical mindset and problem-solving skills to identify and mitigate compliance risksAbility to work collaboratively within a team and lead the compliance functionWhat we offer Competitive salary and comprehensive benefits packageOpportunities for professional development and career advancementSupportive and collaborative work environmentWork-life balance initiatives, including flexible work arrangements
Apply now to become our next Compliance Head - Brokerage Firm.
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